Monday, October 15, 2007

Orthographiae Ratio

Brian Schwartz headshot by Brian Schwartz

That’s the title of a book my dad gave me when I was ten years old. It was printed in Venice in 1561, and was probably considered inscrutable even then. The patina of the centuries have only added to the mystery. It’s a 600 page list of Latin words, each followed, not with a definition, but with strange Latin phrases, transcriptions of Roman inscriptions that were ancient even when collected, and weird square tables of letters that look like a cryptographic puzzle, a whole collection of Rosetta stones artfully arranged for the edification of the viewer.

I hadn't seen the book in years and assumed it was safely locked away, but yesterday I found it stuffed in the back of a closet behind some old hats. The binding has been damaged, but that scarcely matters since the binding was done later. The pages are quite fresh, in better condition than some of the yellowing paperbacks I bought in college.

On a whim, I looked up the title on the Internet. To my surprise, I got quite a few hits, including an article in the fabled 11th edition of the Encyclopedia Britannica. The author, it seems, was what the Britannica called an “infant prodigy”. He wrote that book when he was fourteen. It is an attempt to find rules for Latin spelling (which, of course, more or less has no rules). Those strange tables, done 450 years ago, were what geniuses through the ages have always done, or tried to do... to impose order on the random and unknowable, to deduce the rules of the universe from a grain of sand. An impossible, Quixotic quest perhaps, but a noble journey nonetheless.

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Thursday, October 11, 2007

Prolegomena To Any Future Obfuscation

Richard May headshot by Richard May

What is the relationship between the reality of existence and the existence of reality? This question is answered quite clearly in May-Tzu's Prolegomena To Any Future Obfuscation. There is no single relationship between the reality of existence and the existence of reality, but multiple relationships. This is a simple matter of ontological-existential combinatorics in N-valued logic. For Aristotelian logic in which N = 2: Existence is either real or unreal. Likewise,† non-existence is either real or unreal. Furthermore, reality also either exists or does not exist. Likewise, non-reality either exists or does not exist.

However, in N-valued logic there may be gradations or degrees of existence and/or non-existence, a quantized set of values approaching a continuum as its limit. Ideally in this case the continuum may be mapped upon various topological structures in N-dimensional hyperspace, in order to maximize the degree of lucidity of the obfuscation.

William of Ockham's Razor, the principle proposed in the fourteenth century, said "Pluralitas non est ponenda sine neccesitate", which translates as ”entities should not be multiplied unnecessarily." By contrast May-Tzu's Canon is more useful in metaphysics: "Words should not be simplified unnecessarily," thereby reducing the danger of being understood.

May-Tzu

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Monday, October 08, 2007

Animal Freedom

Jolanda Dubbeldam by Jolanda Dubbeldam

I don’t remember what the dream was about, but the alarm honking turned it into a trip on a steamboat. Wide river, big boat – do steamboats actually honk like that? Switching off the noise, I face the familiar urge to roll over and ease back into warm sleep just this once ... what am I trying to prove, anyways. Getting up all alone at six on a Sunday morning, which also means, by the way, going to bed early alone without enjoying that glass of Chardonnay last night. You’d think I was an actual athlete training for the Olympics, instead of the middle-aged slow jogger that I am. Still. I open my eyes (sleep has escaped me, too much thinking already) and notice the gear I put out last night. Smart idea. Now I can just grab the stuff and sneak out of the bedroom without waking my husband, but more importantly, just seeing the well-worn actual running brand shoes with excellent mid-sole cushioning and support, not just any old sneakers, and the sweat-wicking top which chafes just a little under the armpits but only near the end of the run, well, yes, there’s nothing I’d rather be doing.

Light breakfast, just enough to fuel the run but not to nauseate. I find a bottle of my Gatorade of choice, pink, which does happen to be my favorite color though that is beside the point. The lighter the color, the lighter the taste. Some of those flavors are so strong they stick to your throat and teeth and tongue after just one sip, and there I’d go huffing and puffing and choking on Xtreme Orange for miles. No, pink is my flavor, mixed 50/50 with water for good measure. I fill up a bigger quart-size bottle with ice water to wait in a shady spot in the car until I get back from my run; by then the ice will have melted but hopefully the water still cool enough to enjoy. Nothing compares to it! Making it back to the parking lot, hot and sweaty and thirsty as hell, and then cracking open that bottle of water and drinking, drinking, drinking like there’s no tomorrow – tastes better than the classiest five-star champagne, I swear.

Jolanda hiking in the hills near San Diego

I drive the few miles to my trail. There is no one else around at this hour, as usual. A broken down truck the only other vehicle in the parking lot, but I’m pretty sure it was just sitting there empty last week, too. I step out of the car, and take a brief moment to engage with my inner quiet. Closed eyes. Perfect. The promise of another scorching summer day, but for now air still tinged with the coolness of night. A slight breeze like a whisper, stroking my face, raising the hairs on my arms in slight goose bumps. Quiet all around. No cars, no people, no dogs. Perfect.

Well! Let’s get this show on the road! I strap on my pink Gatorade, slip my car key onto my shoe lace and tie it down with a tight double knot. Check the knot again. I worry about losing that key somewhere along the way, because then what? Drag my poor exhausted body home along the I-101? I think a huge bout of weeping would be more likely, and it’s hard to imagine how that would solve anything.

Starting is always the tough part. Brisk walking for a mile to warm up muscles and ease the heart into working harder, lungs into breathing deeper. I feel a little like a horse doing that trotting thing on a race track, you know, they’re going as fast as they can without actually breaking into a run but you can tell it’s driving them crazy and every once in a while one of them just can’t take it any more and off he goes galloping wildly, racing past the others, free at last. I never walk that full mile. Legs want to run. And there I go.

It takes a few minutes to settle into the rhythm that will take me out an hour and back an hour. My feet hit the ground as regularly as a clock ticking thump, thump, thump, thump and my breathing settles into rhythmic ins and outs. Not too fast. Going long today. My body finds its comfort zone and does its own thing, needing no instruction, unfettering the mind. I think of Aria sitting lazily by her bowl this morning, waiting for food as if nothing ever happened. I cuddled her tight before filling her bowl, annoying her by obviously not having my priorities straight (food! Give me food!) but, damn, I missed that silly animal. She was gone four whole days and yesterday we were still running all over the neighborhood hanging up flyers and asking people to check their garages, even though hope was running low. Then this morning, when I open the front door to leave, there she is, quietly sitting on the doorstep. She wanders in, cool as a cucumber and none the worse for wear, I guess just finished with whatever she needed to do and ready to come home. She paused on her way to the food bowl just long enough to rub along my legs. What a sweetheart. I'm glowing just thinking about her.

A loud cough. Danger. My body freezes to a halt before my mind catches up. My heart stops beating. In the tall yellow grass beside the trail I look into two golden eyes. A split second. Then the cougar turns and runs. My heart starts up again. My brain belatedly starts to work. What was it, what was it you were supposed to do when confronted by a cougar? Oh yeah, right, make yourself as tall as possible and make noise and make sure the animal has room to escape. I raise my arms and yell. And yell and yell and yell. Then I stop, though I keep my arms up. I’m not sure when it is OK to stop doing this. I know the cougar is gone, but I can't remember which way he went. Finally, I lower my arms.

I look across the wide field of low shrub and grass in front of me, hills off to the distance. It is kind of odd that I didn’t see the cougar run off much farther than I did, I really only saw him when he was two yards in front of me. It's like he disappeared into thin air. I know I am safe now. But I don’t know what to do next. I think I'd like to go forward and finish my run. Or would that be running towards danger? Or does it make any difference which way I go? I’m still facing the grass. I feel a deep revulsion at the idea of turning my back to it. But finally I accept that I can't just stand there all day. I decide to turn back towards the car, not because it makes any logical difference, but because I’m having a hard time thinking straight and for some reason it just seems like the right thing to do.

Legs start running. Not easing into the comfort of it anymore. I am tense, keep having to glance over my shoulder. I slow down a minute to pick up a branch and carry it with me - fat lot of good that's going to do me - I smirk at my pathetic attempt at fooling myself into feeling safe. I’m really relieved when I leave the fields behind me and the trail snakes into a street with houses, parking lot nearby. I drop the branch. When I reach the car, I lean my full body onto it, eyes closed, finally able to relax. So now, I wonder, will I ever be able to let go of this fear, or will I lose this thing that was all mine, the freedom and solitude and exhilaration and naturalness of this Sunday morning escape? I can’t tell. I guess I'll just have to wait and see what happens next week when the alarm starts its early morning honking.

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Thursday, October 04, 2007

Quantum Mechanics and Objective Reality

Frank Luger headshot by Frank Luger

The main features of quantum theory, such as the wave function, the uncertainty principle, wave-particle duality, indeterminacy, probabilistic behavior, exchange forces, spin, quarks and their various flavors and charms, etc. are so counterintuitive as to defy human intuition and common sense. It is often argued, that since they are abstractions, one way or another, maybe they are figments of overactive imaginations. Not quite, counters the theoretical physicist, because although there’s a tough road from mathematical modeling to scientific fact, there’s overwhelming experimental and other evidence in favor of quantum mechanics as objective reality.

In order to take a look at some of the considerations which allow one to state that the world at the tiny magnitudes of microphysics is as proposed by quantum theory, it may be instructive to deal with the wave function as one of the main representatives in question. Although a mathematical abstraction, the wave function corresponding to a physical system contains all the information that is obtainable about the system. For example, if a moving particle acted on by a force is represented by a wave function (psi), then measurement of a physical quantity, such as momentum, always yields an eigenvalue of the associated momentum operator. In general, the outcome of the measurement is not precisely predictable and is not the same for identically prepared systems; but each possible outcome, or eigenvalue, has a certain probability of occurring.

This probability is given by the squared modulus of the scalar product of the normalized wave function (psi), or state vector, and the eigenvector of the operator corresponding to that particular eigenvalue. Furthermore, not all operators representing physical quantities commute- that is, sometimes AB ≠ BA, where multiplication of the operators A and B corresponds to making two measurements in the order indicated. These unusual but unambiguous postulates, which associate probabilities with geometric properties of vectors in an abstract space, have great predictive and explanatory value and, at the same time, many implications that confound our intuition.

Because of the usefulness of the wave function in generating experimentally testable predictions, it appears that a mathematical abstraction here takes on a reality equivalent to that of concrete events, as envisioned by Pythagorean and Platonic philosophies. However, there is a direct connection between the abstraction and observable events, and there has not been much tendency in physics to place the wave function in some realm of ideal forms, platonic or otherwise.

A similar state of affairs already existed in classical electrodynamics, and some physicists remarked that Maxwell’s laws were nothing more than Maxwell’s equations. Perhaps because radiation always had been regarded as immaterial with wave properties, this point of view was not quite as disturbing as it became when matter waves had to be considered. In both cases, however, there does appear to be a problem in explaining how mathematical symbolism can do so much.

Platonic implications can be avoided if we look more closely at the actual, concrete role of the wave function in the theory. If viewed as a conceptual tool, rather than something given, the idea of a wave function containing information about observable events is not so strange. The meaning of the wave function is defined by its role in the theory, which after all is a matter of theorists interacting with events. A clue to this purely conceptual, computational role is the fact that a wave function can be multiplied by an arbitrary phase factor without changing its physical significance in any way. Also, the fact that it is a complex-valued function discourages one from interpreting it as something with spatial and temporal wave properties.

As the search for causes has diminished in modern physics, the success of microphysics in explaining the properties of complex structures such as atoms, molecules, crystals, and metals has increased markedly at the same time. If causality is conceived, as it once was, in terms of collisions among particles with well-defined trajectories, then it has no meaning at the quantum level. However, a remarkable consistency in the evolution of identical structures with characteristic properties is apparent in nature. Quantum mechanics goes far toward explaining how these composite systems are built up from more elementary components. Although the once predominant mechanistic view of colliding particles is no longer tenable, its decline has been accompanied by success in the actual achievement of its original aims.

Terms such as causality and determinism still are used occasionally by physicists, but their connotations are quite different from what they were in earlier times. The formalism of quantum theory implies that determinism characterizes states, but not observables. The state of the system described by a wave function (psi) evolves in time in a strictly deterministic manner, according to the Schrödinger equation, provided that a measurement is not made during that period of time. This usage of determinism actually is equivalent to the statement that the Schrödinger equation is a first-order differential equation with respect to time.

In contrast, if at some instant a measurement of a physical quantity is made, the possible values that might be obtained are represented by a probability distribution. Furthermore, a measuring instrument introduces an uncontrollable disturbance into the system, and, afterwards, that system is in a different state that is not precisely predictable. This situation led Max Born (1882-1970) to make a famous statement that the motion of particles conforms to the laws of probability, but the probability itself is propagated in accordance with the law of causality. The initial astonishment produced by this unforeseen turn of events was shortly followed by an even greater astonishment when these unconventional ideas proved to be extremely workable in practice.

Consider more closely the role of causality and of probability in the theory. The relationship (psi)1 → (psi)2, where (psi)1 and (psi)2 are states at successive instants in time, is completely determined in the theory, provided no measurement takes place during the interval. Moreover, if a measurement is made at some instant, the relationships (psi)1 → f(x) and (psi)2 → g(x), where f(x) and g(x) are probability distributions of an observable, also are completely determined. The new and strange features of the theory are embodied in the facts that (a) these probability distributions, in general, have nonzero variance, and (b) if the relation (psi)1 → f(x) is in fact exhibited by making a measurement, then the relation (psi)1 → (psi)2 no longer holds.

It is difficult to grasp intuitively that the probabilities referred to are those of measures that might be obtained on an individual system using a perfectly reliable instrument and seemingly come from nowhere. Expressed mathematically, the only appropriate probability space corresponding to the probability distribution of a quantum mechanical observable is provided by the real line, its measurable subsets, and the probability measure determined by the wave function; and that structure is not, as is usually the case, induced by an underlying probability space having physical significance. Despite intensive search over many decades, no such underlying probability space has ever been found, and it is now generally agreed that one does not exist. This search in fact resembled somewhat the frustrating attempts in the XIXth century to find an ether, a hypothetical universal space-filling medium propagating radiation.

Nevertheless, when matters are expressed as above, it appears that quite a lot about the theory is deterministic. Furthermore, this viewpoint discourages the tendency to confuse indeterminacy with lack of ability of scientists effectively to make contact with events. Probability distributions of measurements are objective, concrete things. Determinism fails when applied to the concept of an elementary corpuscle simultaneously having a definite position and a definite momentum, conditions never observed experimentally.

Quantum theory, as emphasized previously, was applied with excellent results to a broad range of phenomena; for example, the periodic table of the elements at last became understandable, and the foundations of all inorganic chemistry, and much organic chemistry and solid state physics were firmly established. Contrary to the expectations of some critics, the theory definitely has not encouraged a view of the world ruled by a capricious indeterminacy, but, on the contrary, has greatly enchanced the coherence and explanatory power of science.

Still, the above turn of events in the age-old problem of causality had not been anticipated. The fact that the implications of the theory conflicted in such a radical way with previous philosophical views was a departure from tradition that probably to this date has not been fully assimilated.

Eventually, one may hope, concepts such as causality, system, interaction, and interdependence will be extended and enriched by the findings of quantum physics. Perhaps we are already beginning to see this happen and to appreciate that the new viewpoint does not entail as much of a loss as we once believed. In both classical physics and quantum physics a list of well-defined dynamical variables is associated with each system, and in some respects the quantum mechanical description by state vectors is analogous to a phase-space representation in classical statistical mechanics. Formally, the dynamical variables play a different role in the two theories, but in both cases their specification exhausts the observable properties of the system. The probabilistic aspects of quantum theory, as stressed before, certainly do not imply an inability to find lawfulness and orderliness in nature.

Although quantum mechanical predictions of, for example, position are inherently probabilistic, in many instances a particle is sufficiently localized that probabilities of it appearing outside a restricted range are essentially zero, that is, the dispersion of the distribution is small. It becomes meaningful, for example, to speak of shells and subshells in atomic structure. Overall, it appears that abandonment of the rather limited classical cause-and-effect scheme is a minimal loss compared to the far greater gains achieved by the theory as a whole.

Like many ideas in quantum theory, the celebrated Heisenberg uncertainty principle becomes less mysterious if examined in its concrete role in the theory. The uncertainty principle is not an insight which preceded the theory, but is built into its structure, that is, it can be derived from the abstract formalism. Heisenberg’s matrix mechanics and its success in accounting for experimental results came first; the uncertainty principle and its implications then were recognized.

Essentially, this principle means that the dispersions, or variances, of probability distributions of noncommuting observables are constrained by one another, or, alternatively, that a function and its Fourier transform cannot both be arbitrarily sharp. The physical significance of this result is that measurements of certain pairs of observed quantities- such as position and momentum, or time and energy- cannot simultaneously be made arbitrarily accurate. The principle has been confirmed, many times, by an overwhelming mass of evidence. Accordingly, the principle is an objective property of events that must be confronted in future advances of our understanding of the physical world. Much the same is true about all the other main features of quantum theory.

Although quantum mechanics and the blurred mode of existence that it reveals represent current frontiers in the direction of the infinitesimally small, it is generally acknowledged that this is not the final answer. Quantum reality is reality, to be sure, but it is still very much a virtual reality inasmuch as it refers to states of affairs relative to Man. As such, it is reasonable to expect that it has a source and a destination, being perhaps an integral albeit temporal phenomenon of an underlying ultimate reality. That is, quantum mechanics is objective reality; but it remains to be seen where it comes from and where it goes. However, that’s another story.

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Wednesday, October 03, 2007

Chess and Aptitudes

Albert Frank Headshot by Albert Frank

I very briefly introduce you to an experiment that was performed in 1973.

Very often one hears statements such as, "You need to be intelligent to play chess," "Chess fosters intelligence,"… All this is too vague.

In 1973, in co-operation with the Psychology Department of the "Université Nationale du Zaïre" at Kisangani, I undertook an experiment to clarify these issues.

It should be stated that in many countries there is a "Chess Class" taught in primary and secondary schools by the faculty. This makes it extremely difficult to obtain unbiased statistics since there is a general familiarity with chess.

As an initial step, I received permission from the Government of Zaire to alter the curriculum of three classes of the fourth year curriculum for an entire year in a major secondary school of Kisangani. (Belgian school system class denominations are assumed here.) In those three classes, two out of a total of seven hours of mathematics taught per week were replaced by two hours of chess instruction.

There were a total of six classes each with 30 students in the fourth year in this institution. So now they were divided into two groups : The three classes in my "experimental" group (A) ; and the three others in the "control" group (B).

I was allowed to administer the following battery of intelligence related tests:

  • the Belgian version of the G.A.T.B. ("General Aptitude Test Battery")
  • the P.M.A. ("Primary mental abilities" by Thurstone)
  • the D.A.T. ("Differential Aptitude Test" by Bennet, Seashore and Wesman)
  • the D2 (Brieckenkamp)
  • the Rorschach.

Some preliminary remarks should be made before going over to the description of the results of the experiment.

  1. Knowing the degree to which the tests employed were culturally fair to the tested persons is not absolutely necessary, since the aim was merely to compare groups A and B for whom there were no significant cultural differences.

  2. No student in either group had ever even heard of chess, which is a very useful feature. Ideally, there could have been a third group, but you can't have it all!

  3. There were seven hours of instruction weekly (mathematics + chess for group A, exclusively mathematics for group B). The instruction was provided by French speaking teachers — two Belgian teachers for mathematics and myself for chess.

Experiment phases:

  1. At the beginning of the year, all students (A and B groups) were administered the battery of tests described above. Both groups scored approximately the same.

  2. Whereas group B was taught mathematics 7 hours a week, group A was given the same program in five hours a week, and received two hours a week of chess instruction. (Wednesday 11-12 a.m. and Saturday 7-8 a.m..)

  3. Instruction involved testing of subject matter. This included the chess lessons, just like the others mathematics lectures. In group A chess tests and exams accounted for 2/7ths of the usual mathematics curriculum score, and actual mathematics skills accounted for the fractional part, 5/7 of the total score.

  4. At the end of the year, all students of both groups were given the battery of intelligence-related tests again. The students of the experimental group A also took an exam to test the chess level reached. The items of this exam were mostly written by Doctor Max Euwe, former chess world champion and chairman of the F.I.D.E. (Fédération internationale du Jeu d'Echecs).

The results obtained:

Among tested intelligence-related aptitudes, the two groups differed significantly, with the experimental group A scoring significantly better than the control group. The "arithmetic", with a confidence level of 0.95 and "verbal logic" (most often measured by the identification of synonyms or antonyms) with a confidence level of 0.99.

These findings answer some of the questions that were being investigated. But why verbal logic? … There is still no answer.

  1. The experiment also enabled us to answer questions with a view to delineating, by taking the results of the aptitude test into account, the ability to enhance chess performance… but this is beyond the scope of this summary.

  2. The students of both groups received special attention till the end of their secondary studies, i.e. two years after the end of the experiment. The students of the experimental group obtained significantly better results in the long term, both in their mathematics and in their French abilities.

The complete study description is given in the book CHESS AND APTITUDES, Albert Frank, American Chess Foundation, December 1978.

A technical summary (in French) has been published under the title "Aptitudes et apprentissage du jeu d'échecs au Zaïre" in the magazine "Psychopathologie Africaine," 1979, XV, 1, 81-98.

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